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Showing 9731 to 9740 of 18845 search results.

  1. PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules

    Policy statements

    Published: 04/06/2019

    Last modified: 04/06/2019

    This Policy Statement summarises the feedback we received to our Consultation Paper CP18/20, and sets out the final policy positions we have reached, taking into account the feedback we have received. It also contains the final rules which implement

  2. FOI6156 response [pdf]

    FOI releases

    Published: 03/06/2019

  3. Handbook Notice 66 [pdf]

    Handbook

    Published: 31/05/2019

    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 May 2019. Additionally, this

  4. PS19/13: Proposals to promote shareholder engagement: Feedback to CP19/7 and final rules [pdf]

    Policy statements

    Published: 31/05/2019

  5. PS19/12: Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6 [pdf]

    Policy statements

    Published: 31/05/2019

  6. Decision Notice: Jin-Yi Lee [pdf]

    Decision notices

    Published: 31/05/2019

    This decision notice (Jin-Yi Lee) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  7. Decision Notice: Eric Ka Chi Siu [pdf]

    Decision notices

    Published: 31/05/2019

    This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  8. Decision Notice: Cathay International Holdings Limited [pdf]

    Decision notices

    Published: 31/05/2019

    This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  9. PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6

    Policy statements

    Published: 31/05/2019

    Last modified: 30/08/2019

    This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response.

  10. key-performance-indicators-march-2019.pdf [pdf]

    Corporate documents

    Published: 30/05/2019

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