Publications

Showing 9781 to 9790 of 18845 search results.

9781. FOI6176 Information Provided [pdf]

      FOI releases

      Published: 28/05/2019

9782. Voluntary Statement of Compliance with the Code of Practice for Statistics for the FCA’s Financial Lives Survey [pdf]

      Corporate documents

      Published: 28/05/2019

      This document explains how the FCA has applied the pillars of the Code of Practice for Statistics in a proportionate way to the Financial Lives survey.

9783. FOI6236 information provided [pdf]

      FOI releases

      Published: 28/05/2019

9784. 5 Conduct Questions: Industry Feedback for 2018/19 [pdf]

      Market studies

      Published: 28/05/2019

9785. Temporary permission regime for inbound passporting EEA investment funds: How to notify [pdf]

      Systems information

      Published: 24/05/2019

      Last modified: 29/09/2020

      Find out how to notify for the temporary permissions regime (TPR) for inbound passporting EEA investment funds.

9786. Updated Direction: temporary permission notification (FSMA) [pdf]

      Handbook

      Published: 24/05/2019

      Last modified: 24/05/2019

      Amended direction which extend the notification period from 30 May 2019 to the end of 30 October 2019.

9787. Updated Direction: temporary permission notification (AIFM) [pdf]

      Handbook

      Published: 24/05/2019

      Amended direction which extend the notification period from 30 May 2019 to the end of 30 October 2019.

9788. Updated Direction: temporary permission notification (UCITS) [pdf]

      Handbook

      Published: 24/05/2019

      Amended direction which extend the notification period from 30 May 2019 to the end of 30 October 2019.

9789. Notice of Undertaking: Capital Financial Management Limited [pdf]

      Undertakings

      Published: 23/05/2019

      The FCA has published an undertaking from Capital Financial Management Limited regarding a potentially unfair term in its debt management contract. The undertaking has been provided under the Consumer Rights Act 2015 (CRA) and the Unfair Terms in

9790. FCA Procedural Officer Decision 2018/1 [pdf]

      Notices and decisions

      Published: 22/05/2019