Publications
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Call for input: Evaluation of the Retail Distribution Review and the Financial Advice Market Review [pdf]
This paper outlines the FCA's plans to evaluate the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR). Both initiatives sought to improve the distribution of retail financial services products. -
Number of skilled person reports commissioned in Q4 2018/19 [pdf]
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Final Notice 2019: Collect Plus Limited [pdf]
This final notice (Collect Plus Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: A G Taggart & Co Limited [pdf]
This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Philips Legal Solutions Limited [pdf]
This final notice (Philips Legal Solutions Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Bicycle Doctor (South Wales) Ltd [pdf]
This final notice (Bicycle Doctor (South Wales) Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Reminder: PSD2 [pdf]
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Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review
The Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR) aim to improve consumer outcomes from financial advice and guidance. The FCA is reviewing their impact on the market to date, and assessing how the market may develop -
The impact and effectiveness of Innovate [pdf]
This report aims to shed light on the work we do through Innovate, why we do it, and why we think it advances the FCA’s objectives in an effective manner. -
The impact and effectiveness of Innovate
Since launching Innovate we have received nearly 1,600 applications for support and have provided support to nearly 700 firms of varying shapes and sizes. We have played an active role in the fintech industry, and have produced policy on innovation