Publications

Showing 9911 to 9920 of 18845 search results.

9911. Final Notice 2019: C.B.C Salon Design Ltd [pdf]

      Final notices

      Published: 11/04/2019

      This final notice (C.B.C Salon Design Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9912. Amended Direction: temporary permission notification (fsma) [pdf]

      Handbook

      Published: 11/04/2019

9913. Amended Direction: temporary permission notification (AIFM) [pdf]

      Handbook

      Published: 11/04/2019

9914. Amended Direction: temporary permission notification (UCITS) [pdf]

      Handbook

      Published: 11/04/2019

9915. Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]

      Dear CEO letters

      Published: 11/04/2019

      Letter to CEOs of firms that engages in consumer credit activities.

9916. GC19/2: General insurance distribution chain: proposed guidance for insurance product manufacturers and distributors [pdf]

      Guidance consultations

      Published: 10/04/2019

9917. TR19/2: General insurance distribution chain [pdf]

      Thematic reviews

      Published: 10/04/2019

      General insurance distribution chain.

9918. Final Notice 2019: Egcars [pdf]

      Final notices

      Published: 10/04/2019

      This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

9919. TR19/2: General insurance distribution chain

      Thematic reviews

      Published: 10/04/2019

      Last modified: 29/08/2025

      FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps.

9920. Dear CEO letter: FCA expectations of general insurance firms [pdf]

      Dear CEO letters

      Published: 10/04/2019

      We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2).