Publications

Showing 9921 to 9930 of 18845 search results.

9921. Decision Notice 2019: Standard Chartered Bank [pdf]

      Decision notices

      Published: 09/04/2019

      This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

9922. Final Notice 2019: Derren White (Tool Tuck trading as) [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9923. Final Notice 2019: Cherry Pie Ltd [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9924. Final Notice 2019: Darren Parry (Barry Trade Sales trading as) [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9925. Final Notice 2019: Avonside Home Improvements Limited [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9926. Quarterly KPIs - 2018/19: December 2018 [pdf]

      Corporate documents

      Published: 05/04/2019

9927. Final Notice 2019: James Roper Chatfield [pdf]

      Final notices

      Published: 05/04/2019

      This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9928. Final Notice 2019: Samrat Deep Bhandari [pdf]

      Final notices

      Published: 05/04/2019

      This final notice (Samrat Deep Bhandari) refers to breaches of FIT, which relates to honesty, integrity and reputation. We imposed a prohibition order.

9929. Memorandum of Understanding between the Financial Conduct Authority and the Advertising Standards Authority [pdf]

      Memorandums of understanding

      Published: 04/04/2019

9930. Retail Mini-Bond Regulation and London Capital & Finance [pdf]

      Correspondence

      Published: 02/04/2019