Publications

Showing 1 to 7 of 7 search results for "final notice" "sponsor" "breach".

1. Final notices

   List of published final notices.

2. Primary Market Bulletin 62

   Newsletters

   Published: 08/04/2026

   Last modified: 08/04/2026

   Newsletter for primary market participants, on the FCA case against Carillion plc, manipulative investment, modified transfers and changes to the Prospectus Rules. 

3. Primary Market Bulletin 56

   Newsletters

   Published: 17/07/2025

   Last modified: 09/06/2026

   This edition of the FCA’s Primary Market Bulletin covers MAR Article 19, data and technology in market abuse detection, UKLR and the National Storage Mechanism.

4. Primary Market Bulletin 46

   Newsletters

   Published: 19/12/2023

   Last modified: 10/06/2026

   This edition of the FCA’s Primary Market Bulletin covers MAR Article 10, ESG stewardship and sponsor procedures for climate-related financial disclosures.

5. Primary Market Bulletin 42

   Newsletters

   Published: 12/12/2022

   Last modified: 10/06/2026

   This edition of the FCA’s Primary Market Bulletin covers climate disclosures, the National Security and Investment Act, shell companies, and short selling.

6. Final notice 2016: Cenkos Securities Plc [pdf]

   Final notices

   Published: 09/08/2016

   Last modified: 09/08/2016

   This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

7. Final Notice 2015: Execution Noble & Company Limited [pdf]

   Final notices

   Published: 06/01/2015

   Last modified: 06/01/2015

   This final notice refers to breaches of the Listing Rules related to failing to be open and co-operative in the sponsor sector. We imposed a fine.