Publications

Showing 21 to 30 of 61 search results for "market watch".

21. Market Watch 74

    Newsletters

    Published: 25/07/2023

    Last modified: 25/07/2023

    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

22. Market Watch 73

    Newsletters

    Published: 26/04/2023

    Last modified: 26/04/2023

    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

23. Business Plan 2023/24

    Business plans

    Published: 04/04/2023

    Last modified: 02/07/2024

    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

24. Information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023

    FOI releases

    Published: 06/03/2023

    Last modified: 31/12/2024

    FCA provide information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023.

25. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

26. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

27. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

28. Market Watch 69

    Newsletters

    Published: 17/05/2022

    Last modified: 17/05/2022

    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

29. Information on transaction reporting under MiFIR - May 2022

    FOI releases

    Published: 11/05/2022

    Last modified: 25/10/2022

    The FCA answers questions regarding transaction reporting under MiFIR.

30. Information on fines for lack of voice recording compliance - March 2022

    FOI releases

    Published: 14/03/2022

    Last modified: 25/10/2022

    The FCA provides information on fines for lack of voice recording compliance.