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Showing 11 to 20 of 290 search results for MiFID.
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Information on UK consolidated tapes for bonds and equities - January 2026
FCA provides information on UK consolidated tapes for bonds and equities -
Engagement Paper: Market risk capital requirements for FCA investment firms
FCA wants views on different approaches it could take for specialised investment firms. -
Best execution in UK listed cash equities – wholesale banks
Read the FCA's findings on how wholesale banks deliver best execution in UK listed cash equities. -
CP25/38: Enhancing fund liquidity risk management
Read the FCA's proposals to make sure authorised fund managers have the right tools to manage their funds’ liquidity and use them effectively. -
CP25/36: Client categorisation and conflicts of interest
The FCA is consulting on our proposals to amend the rules on client categorisation and conflicts of interest. -
PS25/13: The MiFID Organisational Regulation [pdf]
This Policy Statement responds to feedback to Consultation Paper 24/24 -
Market Watch 84
Newsletter on market conduct, transaction reporting issues and UK EMIR reporting. -
CP25/24: Quarterly consultation paper No. 49
We’re consulting on Handbook changes, including removal of regulatory contactless limits and allowing banks and other payment service providers to deliver contactless payments whenever they identify that a transaction poses a low-level risk. -
Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
A closer look at the UK tick size
FCA economists Guidogiorgio Bodrato, Sam Hainsworth, Silvia Lozano Guerrero, and Khashayar Rahimi examine how well the UK Tick Size Regime performed in 2024, focusing on the impact of annual reclassifications on market quality.