Publications
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Showing 131 to 140 of 290 search results for MiFID.
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Statements of Policy on the operation of the MiFID Transparency Regime [pdf]
Statements of Policy on the operation of the MiFID Transparency Regime. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Call for Input: PRIIPs Regulation – initial experiences with the new requirements
In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps. -
PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8 -
Temporary Permissions Regime: MiFID tied agent annex [docx]
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CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU -
MiFID Fees and Levies Supplement Form: Retail [docx]
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Impact Assessment: MiFID II product governance [pdf]
Extension of MiFID II product governance provisions to non-MiFID firms -
Slides from the Transaction Reporting Forum June and July 2018 [pdf]
Events held on 26 June and 4 July 2018