Publications

Showing 161 to 170 of 290 search results for MiFID.

161. MiFID MTF Table Form [docx]

     Forms

     Published: 01/02/2018

     Last modified: 01/02/2018

162. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

     Policy statements

     Published: 19/01/2018

     Last modified: 01/06/2018

     This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

163. technical-standards-under-mifid-ii-and-mifir.pdf [pdf]

     Documents

     Published: 03/01/2018

164. Dear CEO letter - Payment for Order Flow [pdf]

     Dear CEO letters

     Published: 13/12/2017

     FCA’s views on PFOF in the context of the evolving landscape under MiFID II.

165. Notification form for changes to the membership of the management body (Annex III) form [docx]

     Forms

     Published: 11/12/2017

     Last modified: 31/08/2022

     MiFID II Notification form for changes to the membership of the management body (Annex III) form

166. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

     Documents

     Published: 06/11/2017

     Trading venue MiFID notification and application guide.

167. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

     Forms

     Published: 06/11/2017

     UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

168. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

     Consultation papers

     Published: 03/10/2017

169. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

     Consultation papers

     Published: 03/10/2017

     Last modified: 03/10/2017

     We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.

170. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

     Policy statements

     Published: 25/09/2017

     Last modified: 17/07/2026

     The FCA sets out near final rules for the implementation of the Insurance Distribution Directive (IDD).