Publications

Showing 171 to 180 of 290 search results for MiFID.

171. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

     Systems information

     Published: 11/09/2017

     This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.

172. Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) [pdf]

     Forms

     Published: 01/09/2017

173. Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]

     Forms

     Published: 01/09/2017

     Last modified: 01/09/2017

174. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

     Policy statements

     Published: 24/07/2017

     Last modified: 01/06/2018

     This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

175. MiFID II passporting application form: service passport [pdf]

     Forms

     Published: 17/07/2017

     MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport

176. MiFID II passporting application form: Branch passport [pdf]

     Forms

     Published: 17/07/2017

     MiFID II notice of intention to establish a branch or change branch particulars.

177. MiFID II passporting application form: MTF/OTF notification [pdf]

     Forms

     Published: 17/07/2017

     MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

178. MiFID II passporting application form: Tied agent notification [pdf]

     Forms

     Published: 17/07/2017

     MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

179. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

     Policy statements

     Published: 03/07/2017

     Last modified: 03/07/2017

     This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

180. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

     Policy statements

     Published: 03/07/2017

     Final policy statement setting out final rules for our implementation of MiFID II.