Publications

Showing 181 to 190 of 290 search results for MiFID.

181. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

     Consultation papers

     Published: 03/07/2017

     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

182. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

     Consultation papers

     Published: 03/07/2017

     Last modified: 03/07/2017

     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

183. CFD firms fail to meet our expectations on appropriateness assessments

     Multi-firm reviews

     Published: 29/06/2017

     Last modified: 29/06/2017

     Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.

184. Assessing Suitability Review

     Multi-firm reviews

     Published: 18/05/2017

     Last modified: 29/08/2025

     This report sets out the findings from our review into the market for pensions and investment advice.

185. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 23 February 2017.

186. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 22 November 2016.

187. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 14 November 2016.

188. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 6 December 2016.

189. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 6 October 2016.

190. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

     Meeting minutes

     Published: 31/03/2017

     From the meeting held on 26 January 2017.