Publications

Showing 211 to 220 of 290 search results for MiFID.

211. MiFID Controller Form: Trust [docx]

     Forms

     Published: 13/01/2017

     Last modified: 17/03/2022

     MiFID Controller Form: Trust

212. MiFID Maturity Assessment Form [xlsx]

     Forms

     Published: 13/01/2017

213. MiFID Self Certification 7 Form [docx]

     Forms

     Published: 13/01/2017

     Last modified: 30/12/2022

     MiFID Self Certification 7 Form.

214. MiFID Self Certification 6 Form [docx]

     Forms

     Published: 13/01/2017

     MiFID Self Certification 6 Form.

215. MiFID Investment Only Supplement Notes [docx]

     Forms

     Published: 13/01/2017

216. MiFID Controller Form: Natural Persons [docx]

     Forms

     Published: 13/01/2017

     Last modified: 17/01/2025

     MiFID Controller Form: Natural Persons

217. MiFID Annex II: Notification form for the list of members of the management body [docx]

     Forms

     Published: 13/01/2017

     Last modified: 17/03/2022

     MiFID Annex II: Notification form for the list of members of the management body form

218. MiFID Annex I: Application form for a data reporting services provider [docx]

     Forms

     Published: 13/01/2017

     Last modified: 17/03/2022

     MiFID Annex I: Application form for a data reporting services provider

219. MiFID II – Application and notification user guide [pdf]

     Documents

     Published: 13/01/2017

     This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

220. MiFID AIFM Supplement Form [docx]

     Forms

     Published: 13/01/2017

     Last modified: 13/01/2017