Publications

Showing 271 to 280 of 290 search results for MiFID.

271. FS15/1: Discussion on the use of dealing commission

     Feedback statements

     Published: 19/02/2015

     Last modified: 23/11/2021

     This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

272. FG15/3 - Version 3.1 of the Transaction Reporting User Pack (TRUP)

     Finalised guidance

     Published: 06/02/2015

     Last modified: 06/02/2015

     The Transaction Reporting User Pack (TRUP) provides guidance to firms on understanding the transaction reporting obligations that come from Directive 2004/39/EC on the Markets in Financial Instruments Directive (MiFID),

273. MiFID II conference: Commodities [pdf]

     Documents

     Published: 11/11/2014

     Last modified: 03/08/2016

274. MiFID II conference: Third countries [pdf]

     Documents

     Published: 11/11/2014

     Last modified: 03/08/2016

275. MiFID II conference: Best execution [pdf]

     Documents

     Published: 11/11/2014

     Last modified: 03/08/2016

276. mifid-conference-infographic.pdf [pdf]

     Documents

     Published: 15/10/2014

     Last modified: 15/10/2014

277. Summary of ESMA’s Market Data Reporting Proposals - June 2014 [pdf]

     Systems information

     Published: 11/08/2014

     Last modified: 03/08/2016

278. TR14/13 - Best execution and payment for order flow

     Thematic reviews

     Published: 31/07/2014

     Last modified: 31/07/2014

     Additional obligations in the recast Markets in Financial Instruments Directive (MiFID II) are intended to address some of the specific weaknesses observed in this work, in particular regarding the adequacy of

279. GC14/2 Consultation on Version 3.1 of the Transaction Reporting User Pack (TRUP)

     Guidance consultations

     Published: 08/05/2014

     Last modified: 27/05/2014

     The Transaction Reporting User Pack (TRUP) provides guidance to firms on understanding the transaction reporting obligations that come from Directive 2004/39/EC on the Markets in Financial Instruments Directive (MiFID),

280. TR14/7: Clarity of fund charges

     Thematic reviews

     Published: 06/04/2014

     Last modified: 29/08/2025

     Read the findings from the FCA clarity of fund charges review.