Publications

Showing 31 to 40 of 290 search results for MiFID.

31. Ongoing financial advice services

    Multi-firm reviews

    Published: 24/02/2025

    Last modified: 24/02/2025

    The FCA sets out findings from our review of whether financial advisers are delivering the ongoing advice services that consumers have paid for.

32. PS25/1: Reforming the commodity derivatives regulatory framework

    Policy statements

    Published: 05/02/2025

    Last modified: 03/12/2025

    This Policy Statement sets out the FCA response concerning position limits, the exemptions from those limits, position management controls and the reporting regime.

33. Information on RTS 22 transaction reporting -January 2025

    FOI releases

    Published: 16/01/2025

    Last modified: 28/02/2025

    FCA provides information on RTS 22 transaction reporting.

34. Information on FCA MDP portal - January 2025

    FOI releases

    Published: 15/01/2025

    Last modified: 28/02/2025

    FCA provides information on FCA MDP portal.

35. Information on MDP rejection codes - January 2025

    FOI releases

    Published: 09/01/2025

    Last modified: 28/02/2025

    FCA provides information on MDP rejection codes.

36. Primary Market Bulletin 53

    Newsletters

    Published: 13/12/2024

    Last modified: 09/06/2026

    This edition of the FCA’s Primary Market Bulletin covers Knowledge Base updates following new UK Listing Rules.

37. PS25/13: The MiFID Organisational Regulation

    Policy statements

    Published: 27/11/2024

    Last modified: 09/10/2025

    We summarise the feedback we received to CP24/24 and Chapter 4 of CP24/11 and set out our final rules to transfer the firm-facing requirements of the MiFID Org Reg into FCA Handbook rules.

38. CP24/24: The MiFID Organisational Regulation [pdf]

    Consultation papers

    Published: 27/11/2024

    We are consulting on proposals to transfer the firm facing requirements of the MiFID Org Reg into FCA handbook rules.

39. Market Watch 81

    Newsletters

    Published: 07/11/2024

    Last modified: 07/11/2024

    Newsletter on market conduct and transaction reporting issues, November 2024

40. Information on Mifid 2 transaction reporting - September 2024

    FOI releases

    Published: 27/09/2024

    Last modified: 31/12/2024

    FCA provides information on Mifid 2 transaction reporting - September 2024.