Publications

Showing 41 to 50 of 290 search results for MiFID.

41. Information on regulatory reporting requirements - August 2024

    FOI releases

    Published: 20/08/2024

    Last modified: 01/01/2025

    FCA provides information on regulatory reporting requirements.

42. Information on MDP rejection codes - August 2024

    FOI releases

    Published: 14/08/2024

    Last modified: 31/12/2024

    FCA provides information on MDP rejection codes.

43. CP24/11: Quarterly Consultation Paper No. 44

    Consultation papers

    Published: 08/07/2024

    Last modified: 18/12/2024

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

44. Information on transactions of financial instruments - May 2024

    FOI releases

    Published: 03/05/2024

    Last modified: 31/12/2024

    FCA provides information on transactions of financial instruments - May 2024

45. Information on MiFIR transaction data - March 2024

    FOI releases

    Published: 22/03/2024

    Last modified: 01/01/2025

    FCA provides information on MiFIR transaction data.

46. Occasional Paper 64: OTC market frictions in stressed markets

    Occasional papers FCA research

    Published: 20/03/2024

    Last modified: 03/06/2026

    Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

47. Business Plan 2024/25

    Business plans

    Published: 19/03/2024

    Last modified: 09/04/2025

    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

48. Information on all current article 3 MiFID exempt firms - February 2024

    FOI releases

    Published: 01/02/2024

    Last modified: 01/01/2025

    FCA provides information on current article 3 MiFID exempt firms.

49. Information on MDP rejection codes- January 2024

    FOI releases

    Published: 24/01/2024

    Last modified: 01/01/2025

    FCA provides information on MDP rejection codes- January 2024.

50. Preparing for the future of Consumer Investments

    Corporate documents

    Published: 08/12/2023

    Last modified: 08/12/2023

    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.