Publications

Showing 101 to 110 of 117 search results for Retail Distribution Review.

101. RDR adviser population & Professionalism research - 2012 Survey - Technical report [pdf]

     External research

     Published: 15/08/2013

     Last modified: 15/08/2013

     This report describes the methodology employed for the Financial Services Authority’s (FSA’s) survey research, Progress towards the Professionalism requirements of the Retail Distribution Review: 2012 Survey. The research was conducted jointly

102. TR13/5 – Supervising retail investment advice: how firms are implementing the RDR

     Thematic reviews

     Published: 24/07/2013

     Last modified: 29/08/2025

     Six months after introducing the Retail Distribution Review (RDR), we are publishing our findings on how firms are approaching it.

103. CP13/4 - Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting [pdf]

     Consultation papers

     Published: 04/07/2013

     Last modified: 11/07/2013

     We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

104. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

     Consultation papers

     Published: 04/07/2013

     Last modified: 07/02/2022

     We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

105. Form G: Retail investment adviser complaints notifications form [xlsx]

     Forms

     Published: 04/06/2013

     Last modified: 12/07/2016

106. Professional standard data template form [xlsx]

     Forms

     Published: 04/06/2013

     Last modified: 12/07/2016

107. Form G: Retail Investment Adviser Complaints alerts form file specification [pdf]

     Forms

     Published: 03/01/2013

     Last modified: 03/08/2016

108. FSA - Handbook Notice 125 [pdf]

     Handbook

     Published: 13/12/2012

     Last modified: 30/05/2013

     On 13 December 2012 the FSA Board made changes to the Handbook which make make minor administrative corrections to the Handbook, none of which represents any change in FSA policy.

109. FSA - CP12/12 [pdf]

     Consultation papers

     Published: 26/06/2012

     Last modified: 30/05/2013

     Consultation FSA - CP12/12 - Payments to platform service providers and cash rebates from providers to consumers

110. FSA - Handbook Notice 117 [pdf]

     Handbook

     Published: 27/02/2012

     Last modified: 30/05/2013

     On 23 February 2012 the FSA Board made changes to the Handbook which amend the appropriate qualifications list for activities which advisers conduct under the Retail Distribution Review (RDR)