Publications

Showing 111 to 117 of 117 search results for Retail Distribution Review.

111. FSA - FG12/5: Summary of feedback received [pdf]

     Finalised guidance

     Published: 27/02/2012

     Last modified: 20/10/2014

     We received feedback from providers, intermediaries, trade bodies and professional bodies; 97 responses in total.

112. FSA - FG12/4: Summary of feedback received [pdf]

     Finalised guidance

     Published: 22/02/2012

     Last modified: 20/10/2014

     Distributor-influenced funds are created for the clients of a particular distributor, typically an adviser firm or network. They could be designed on a bespoke basis for the distributor or they could be set up using an existing fund that is tailored

113. FSA - Handbook Notice 115 [pdf]

     Handbook

     Published: 08/12/2011

     Last modified: 30/05/2013

     On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

114. FSA - PS11/9 [pdf]

     Policy statements

     Published: 01/08/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/9 - This Policy Statement reports on the main issues arising from Consultation Paper 10/29 (Delivering the RDR and other issues for platforms and nominee-related services) and publishes final rules.

115. FSA - PS10/10 [pdf]

     Policy statements

     Published: 11/06/2010

     Last modified: 30/05/2013

     Policy FSA - PS10/10 - This Policy Statement PS10/10 reports on the main issues arising from CP09/31 Delivering the Retail Distribution Review.

116. Retail Distribution Review proposals: Impact on market structure and competition [pdf]

     External research

     Published: 23/06/2009

     Last modified: 09/10/2013

     Prepared for the Financial Services Authority by Oxera. This report assesses the impact on market structure and competition of the changes proposed by the Retail Distribution Review (RDR) package.

117. FSA - DP07/1 [pdf]

     Discussion papers

     Published: 26/06/2007

     Last modified: 30/05/2013

     Discussion FSA - DP07/1 - In this Overview we summarise the issues we are seeking to resolve through this review of retail distribution, the ideas that have already been put forward, and how far we think these ideas could make a real difference to