Publications

Showing 51 to 60 of 117 search results for Retail Distribution Review.

51. Review of host Authorised Fund Management firms

    Multi-firm reviews

    Published: 30/06/2021

    Last modified: 05/08/2021

    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

52. CP21/13: A new Consumer Duty

    Consultation papers

    Published: 13/05/2021

    Last modified: 11/08/2023

    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

53. Information on FCA Evaluation of the impact of the Retail Distribution Review - April 2021

    FOI releases

    Published: 16/04/2021

    Last modified: 25/10/2022

    The FCA provides details on the surveys for the Retail Distribution Review and the Financial Advice Market Review.

54. MiFID II: product governance review

    Multi-firm reviews

    Published: 26/02/2021

    Last modified: 15/04/2021

    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

55. Consumer investments data review 2020

    Data

    Published: 18/01/2021

    Last modified: 23/07/2026

    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

56. Ignition House: Consumer research report - Retail Distribution Review and the Financial Advice Market Review [pdf]

    External research

    Published: 03/12/2020

    Last modified: 03/12/2020

    Consumer research to inform the FCA’s Review on the Evaluation of the Retail Distribution Review and the Financial Advice Market Review.

57. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review [pdf]

    Corporate documents

    Published: 03/12/2020

    Last modified: 03/12/2020

    Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review.

58. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

    Policy statements

    Published: 06/10/2020

    Last modified: 11/07/2025

    This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

59. The retail intermediary market 2019

    Data

    Published: 23/07/2020

    Last modified: 04/08/2026

    This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

60. Service standards 2019/20

    Data

    Published: 24/06/2020

    Last modified: 24/06/2020

    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.