Publications

Showing 71 to 80 of 117 search results for Retail Distribution Review.

71. MS18/1: General insurance pricing practices market study

    Market studies

    Published: 31/10/2018

    Last modified: 28/05/2021

    We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

72. FAMR Baseline tracking

    External research

    Published: 24/09/2018

    Last modified: 24/09/2018

    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

73. MS17/1: Investment platforms market study

    Market studies

    Published: 16/07/2018

    Last modified: 04/05/2022

    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

74. PS18/10: Retiring FG12/15 and FG14/1

    Policy statements

    Published: 11/05/2018

    Last modified: 11/05/2018

    This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired.

75. PS18/3: Perimeter guidance on personal recommendations on retail investments

    Policy statements

    Published: 23/02/2018

    Last modified: 23/02/2018

    This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).

76. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements

    Published: 08/12/2017

    Last modified: 11/05/2018

    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.

77. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance

    Published: 28/09/2017

    Last modified: 18/03/2026

    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

78. CFD firms fail to meet our expectations on appropriateness assessments

    Multi-firm reviews

    Published: 29/06/2017

    Last modified: 29/06/2017

    Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.

79. Assessing Suitability Review

    Multi-firm reviews

    Published: 18/05/2017

    Last modified: 29/08/2025

    This report sets out the findings from our review into the market for pensions and investment advice.

80. Supervision review report: Acquiring clients from other firms

    Research insights

    Published: 01/02/2017

    Last modified: 21/08/2017

    We are reporting our findings of our supervision review of investment advisory firms’ practices when acquiring clients from other firms.