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Showing 81 to 90 of 117 search results for Retail Distribution Review.
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TR16/6: Principals and their appointed representatives in the general insurance sector
The review focused on principal firms’ understanding of their responsibilities for their appointed representatives and oversight of their activities. -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)
Alongside the Retail Distribution Review (RDR) to improve the standards in the retail investment market, the then regulator, the Financial Services Authority (FSA), proposed new prudential requirements for personal investment firms ... However, following -
TR15/2: Structured Products: Thematic Review of Product Development and Governance
Read about the FCA's work in the structured products market to better understand consumer behaviour and how firms approach product development and governance. -
Post-implementation review of the Retail Distribution Review - Phase 1 [pdf]
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Retail Distribution Revew: Post Implementation Review - Europe Economics [pdf]
This is Europe Economics’ final report on the impacts of the Retail Distribution Review (RDR). This work is part of the first phase of the Financial Conduct Authority’s (FCA’s) post-implementation review (PIR) of the RDR. -
TR14/21: Retail investment advice: Adviser charging and services
TR14/21: Retail investment advice: Adviser charging and services. Thematic reviews First published:. ... Following the introduction of the Retail Distribution Review on 31 December 2012, in January 2013 we began a three-cycle thematic review into how -
Impact of the Retail Distribution Review on consumer interaction with the retail investments market - A quantitative research report [pdf]
This document reports the findings of a research project carried out for the Financial Conduct Authority (FCA) in April 2014 by NMG Consulting. -
TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products
Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios. -
TR14/11 - Price comparison websites in the general insurance sector
Read findings from the FCA review on the intermediation of general insurance products (private motor, home and travel) by price comparison websites. -
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice
Read findings from the FCA review examining the distribution channels firms are using to sell investments to customers in the retail investment market.