Publications

Showing 102 to 111 of 261 search results for dear ceo letters.

102. Dear CEO letters

     Find our published Dear CEO letters.

103. Capital deduction for redress: personal investment firms [pdf]

     Dear CEO letters

     Published: 29/11/2023

     Our Dear CEO letter as part of our consultation.

104. CP23/24: Capital deduction for redress: personal investment firms

     Consultation papers

     Published: 29/11/2023

     Last modified: 12/12/2025

     We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

105. Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]

     Portfolio letters

     Published: 08/11/2023

     Portfolio letter to firms as a result of the PSF.

106. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

     Discussion papers

     Published: 06/11/2023

     Last modified: 30/06/2026

     We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

107. Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice

     Good and poor practice

     Published: 07/09/2023

     Last modified: 06/02/2026

     The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice.

108. Our Rule Review Framework

     Corporate documents

     Published: 12/07/2023

     Last modified: 26/03/2026

     The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

109. Investment pathways: Post-implementation review

     Multi-firm reviews

     Published: 11/07/2023

     Last modified: 11/07/2023

     Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

110. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

     Dear CEO letters

     Published: 06/07/2023

     A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

111. Liquidity Management multi-firm review

     Multi-firm reviews

     Published: 06/07/2023

     Last modified: 06/07/2023

     Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

112. Cost of Living: good and poor practice in the general insurance market

     Good and poor practice

     Published: 03/07/2023

     Last modified: 03/12/2025

     We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.