Publications

Showing 112 to 121 of 261 search results for dear ceo letters.

112. Dear CEO letters

     Find our published Dear CEO letters.

113. Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]

     Dear CEO letters

     Published: 19/05/2023

     Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme

114. Portfolio letter for SIPP operators [pdf]

     Portfolio letters

     Published: 12/05/2023

     Our letter setting out expanded expectations of firms under the Consumer Duty

115. Further guidance on enhancing resilience in Liability Driven Investment

     Multi-firm reviews

     Published: 24/04/2023

     Last modified: 24/04/2023

     The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.

116. Information on debt buyers of consumer credit in the UK - April 2023

     FOI releases

     Published: 04/04/2023

     Last modified: 02/01/2025

     FCA provides information on debt buyers of consumer credit in the UK-April.

117. Business interruption insurance test case – Insurer claims data

     Data

     Published: 31/03/2023

     Last modified: 03/12/2025

     The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

118. Dear CEO letter: ESG Benchmarks Review [pdf]

     Dear CEO letters

     Published: 20/03/2023

     FCA sets out assessment of the risks observed and the issues identified based on its preliminary review.

119. Fast-growing firms (FGFs) multi-firm review

     Multi-firm reviews

     Published: 10/03/2023

     Last modified: 13/03/2023

     We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities.

120. IFPR implementation observations: quantifying threshold requirements and managing financial resources

     Multi-firm reviews

     Published: 27/02/2023

     Last modified: 09/03/2023

     Firms should consider these and how they can strengthen their processes.

121. DP23/2: Updating and improving the UK regime for asset management 

     Discussion papers

     Published: 20/02/2023

     Last modified: 12/10/2023

     The FCA wants your views on the current UK regime for regulating funds and asset managers.

122. Financial promotions data 2022

     Firm and market data

     Published: 03/02/2023

     Last modified: 03/02/2023

     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.