Publications

Showing 152 to 161 of 261 search results for dear ceo letters.

152. Dear CEO letters

     Find our published Dear CEO letters.

153. PS21/3 Building operational resilience

     Policy statements

     Published: 29/03/2021

     Last modified: 31/03/2022

     We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

154. Dear CEO letter: transforming data collection [pdf]

     Dear CEO letters

     Published: 23/02/2021

     This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face.

155. Implementing Technology Change

     Multi-firm reviews

     Published: 05/02/2021

     Last modified: 05/02/2021

     This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

156. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

     Dear CEO letters

     Published: 22/01/2021

     Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

157. Dear CEO letter: adequate client assets arrangements [pdf]

     Dear CEO letters

     Published: 30/09/2020

     Last modified: 30/09/2020

     This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.

158. Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]

     Portfolio letters

     Published: 30/09/2020

     Last modified: 30/09/2020

     For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment.

159. Dear CEO letter: Business Interruption Insurance [pdf]

     Dear CEO letters

     Published: 18/09/2020

     Last modified: 18/09/2020

     Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.

160. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

     Dear CEO letters

     Published: 12/08/2020

     Last modified: 12/08/2020

     Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.

161. Relending by high-cost lenders

     Multi-firm reviews

     Published: 06/08/2020

     Last modified: 13/01/2026

     This report sets out our review findings of relending by firms in the high-cost lenders portfolio.

162. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

     Dear CEO letters

     Published: 24/07/2020

     Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral