Publications

Showing 172 to 181 of 261 search results for dear ceo letters.

172. Dear CEO letters

     Find our published Dear CEO letters.

173. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

     Dear CEO letters

     Published: 21/01/2020

     Dear CEO letter: Portfolio strategy letter for financial advisers

174. Asset management portfolio tools

     Multi-firm reviews

     Published: 13/01/2020

     Last modified: 13/04/2026

     This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

175. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

     Dear CEO letters

     Published: 03/01/2020

     We explain our view of non-financial misconduct in wholesale general insurance firms.

176. Dear CEO letter: PPI: FCA expectations of claims management companies [pdf]

     Dear CEO letters

     Published: 16/10/2019

     Our expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing

177. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews

     Published: 19/09/2019

     Last modified: 29/08/2025

     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately.

178. Dear CEO letter: Strong Customer Authentication [pdf]

     Dear CEO letters

     Published: 20/08/2019

     Requirements for Strong Customer Authentication in card-not-present e-commerce transactions

179. Dear CEO letter: Non-bank payment service providers – requirements for safeguarding of customer funds [pdf]

     Dear CEO letters

     Published: 04/07/2019

     What we expect of electronic money institutions (EMIs) and authorised payment institutions (APIs) in relation to their safeguarding obligations.

180. Safeguarding arrangements of non-bank payment service providers

     Multi-firm reviews

     Published: 04/07/2019

     Last modified: 29/08/2025

     The FCA carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in PSRs and EMRs.

181. PS19/18: Restricting contract for difference products sold to retail clients

     Policy statements

     Published: 01/07/2019

     Last modified: 02/07/2019

     We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

182. Feedback on the Dear CEO letter on LIBOR transition [pdf]

     Feedback statements

     Published: 05/06/2019