Publications

Showing 182 to 191 of 261 search results for dear ceo letters.

182. Dear CEO letters

     Find our published Dear CEO letters.

183. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

     Dear CEO letters

     Published: 04/06/2019

     On 4 June 2019 we published a letter about what we expect of claims

184. Dear CEO Letter: FCA expectations of principal firms in the investment management sector [pdf]

     Dear CEO letters

     Published: 20/05/2019

     Dear CEO letter on FCA expectations of principal firms in the investment management sector.

185. Review of principal firms in the investment management sector

     Multi-firm reviews

     Published: 20/05/2019

     Last modified: 26/09/2025

     We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

186. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

     Dear CEO letters

     Published: 25/04/2019

     Dear CEO letter on the fair treatment of with-profits customers.

187. Payment for order flow multi-firm review findings

     Multi-firm reviews

     Published: 23/04/2019

     Last modified: 23/04/2019

     This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.

188. Dear CEO letter: Wholesale market broking firms [pdf]

     Dear CEO letters

     Published: 18/04/2019

     We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.

189. Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]

     Dear CEO letters

     Published: 11/04/2019

     Letter to CEOs of firms that engages in consumer credit activities.

190. Dear CEO letter: FCA expectations of general insurance firms [pdf]

     Dear CEO letters

     Published: 10/04/2019

     We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2).

191. Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers [pdf]

     Dear CEO letters

     Published: 22/03/2019

     We have completed our review of pension product providers and identified the key drivers of harm. We set out what we expect.

192. TR19/1: Debt management sector thematic review

     Thematic reviews

     Published: 15/03/2019

     Last modified: 15/03/2019

     This report shares the key findings of our thematic review of the debt management sector.We committed in our 2017/18 Business Plan to assess how the market is operating and whether firms are meeting customer needs and our standards.