Publications

Showing 202 to 211 of 261 search results for dear ceo letters.

202. Dear CEO letters

     Find our published Dear CEO letters.

203. Dear CEO letter: Cryptoassets and financial crime [pdf]

     Dear CEO letters

     Published: 11/06/2018

     The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.

204. Dear CEO letter: Irredeemable preference shares and other similar capital instruments [pdf]

     Dear CEO letters

     Published: 19/04/2018

     Irredeemable preference shares and other similar capital instruments.

205. Dear CEO letter: Second charge lenders and responsible lending [pdf]

     Dear CEO letters

     Published: 01/03/2018

     As the CEO of an FCA-regulated firm, we are expecting you to

206. Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]

     Dear CEO letters

     Published: 19/02/2018

     FCA requests that CEOs of IFPRU investment firms and BIPRU firms review their firm’s regulatory reporting practices.

207. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Dear CEO letters

     Published: 31/01/2018

     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK

208. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

     Dear CEO letters

     Published: 10/01/2018

     Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product

209. Dear CEO letter - Payment for Order Flow [pdf]

     Dear CEO letters

     Published: 13/12/2017

     FCA’s views on PFOF in the context of the evolving landscape under MiFID II.

210. Firms falling short of renewal expectations

     Multi-firm reviews

     Published: 18/10/2017

     Last modified: 29/08/2025

     Our summary of how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017.

211. Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]

     Dear CEO letters

     Published: 13/09/2017

     Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our

212. CFD firms fail to meet our expectations on appropriateness assessments

     Multi-firm reviews

     Published: 29/06/2017

     Last modified: 29/06/2017

     Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.