Publications

Showing 232 to 241 of 261 search results for dear ceo letters.

232. Dear CEO letters

     Find our published Dear CEO letters.

233. TR15/10: Fair treatment for consumers who suffer unauthorised transactions

     Thematic reviews

     Published: 28/07/2015

     Last modified: 29/08/2025

     The FCA carried out work to discover whether consumers are being treated fairly in relation to unauthorised transactions.

234. Pensions data request [pdf]

     Dear CEO letters

     Published: 01/07/2015

     Last modified: 01/07/2015

     We have sent all pension and retirement income providers a request for information about any barriers faced by consumers who are seeking to access their pension savings.

235. TR15/9: Embedding the Mortgage Market Review: Advice and Distribution

     Thematic reviews

     Published: 25/06/2015

     Last modified: 09/07/2015

     TR15/9: Embedding the Mortgage Market Review: Advice and Distribution. Thematic reviews First published:. 25/06/2015. Last updated: 09/07/2015. TR15/9: Embedding the Mortgage Market Review: Advice and Distribution. This report summarises the key

236. TR15/8: Quality of debt management advice

     Thematic reviews

     Published: 24/06/2015

     Last modified: 29/08/2025

     This paper reports on the findings of the FCA's thematic review of the quality of debt management advice.

237. FG15/7 - Guidance on financial crime systems and controls

     Finalised guidance

     Published: 27/04/2015

     Last modified: 30/08/2015

     FG15/7 - Guidance on financial crime systems and controls. Finalised guidance First published:. 27/04/2015. Last updated: 30/08/2015. Share page. FG15/7 - Guidance on financial crime systems and controls. In November 2014, we consulted on proposed

238. FG15/6: Multilateral Trading Facilities (MTFs) – Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks [pdf]

     Finalised guidance

     Published: 15/04/2015

     Last modified: 15/04/2015

239. FG15/6 - Multilateral Trading Facilities (MTFs)

     Finalised guidance

     Published: 15/04/2015

     Last modified: 15/04/2015

     FG15/6 - Multilateral Trading Facilities (MTFs). Finalised guidance First published:. 15/04/2015. Last updated: 15/04/2015. Share page. On 1 December 2014 we consulted on Guidance Consultation GC14/9 which set out the FCA’s Good Practice

240. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

     Consultation papers

     Published: 16/03/2015

     Last modified: 14/09/2015

     CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals. Consultation papers First published:. 16/03/2015. Last updated: 14/09/2015. Share page. CP15/9: Strengthening accountability in banking: a new regulatory

241. TR15/3: Arrears and Forbearance in High-Cost Short-term Credit

     Thematic reviews

     Published: 10/03/2015

     Last modified: 29/08/2025

     The findings of our thematic review of how payday lenders and other high-cost short-term credit providers collect debts and treat borrowers who experience financial difficulty.

242. PS15/4: Retirement reforms and the guidance guarantee

     Policy statements

     Published: 27/02/2015

     Last modified: 17/08/2021

     In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.