Publications

Showing 122 to 131 of 303 search results for financial crime.

122. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

123. Reducing and preventing financial crime

     Corporate documents

     Published: 08/02/2024

     Last modified: 12/02/2026

     We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.

124. FCA response to the independent panels’ 2022/23 annual reports

     Published: 01/02/2024

     Last modified: 28/10/2025

     In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

125. Information on investigations and skilled persons reviews into e-money firm - January 2024

     FOI releases

     Published: 16/01/2024

     Last modified: 01/01/2025

     FCA provides information on investigations and skilled persons reviews into e-money firm - January 2024.

126. Consumer Investments Strategy - 2 Year Update

     Corporate documents

     Published: 08/12/2023

     Last modified: 13/05/2024

     The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

127. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

     Multi-firm reviews

     Published: 07/11/2023

     Last modified: 03/12/2025

     This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.

128. Proceeds of fraud - Detecting and preventing money mules

     Multi-firm reviews

     Published: 19/10/2023

     Last modified: 03/12/2025

     We share the key findings from our review of payment account providers’ systems and controls against money mule activity.

129. Final Notice 2023: ADM Investor Services International Limited [pdf]

     Final notices

     Published: 02/10/2023

     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600.

130. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice

     Published: 06/09/2023

     Last modified: 20/03/2024

     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

131. Review of the treatment of domestic politically exposed persons (PEPs): terms of reference [pdf]

     Corporate documents

     Published: 05/09/2023

     Terms of reference for the FCA’s review of how regulated firms treat domestic politically exposed persons (PEPs).

132. Information on enforcement cases - August 2023

     FOI releases

     Published: 30/08/2023

     Last modified: 01/01/2025

     FCA provides information on enforcement cases.