Publications

Showing 132 to 141 of 303 search results for financial crime.

132. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

133. Inside FCA Podcast transcript interview on financial crime and fraud [pdf]

     Transcripts

     Published: 29/08/2023

     Read the transcript of an Inside FCA Podcast interview with Emad Aladhal on financial crime and fraud

134. Inside FCA podcast interview financial crime with Emad A [mp3]

     Published: 29/08/2023

135. PEP letter: Request for information [pdf]

     Correspondence

     Published: 15/08/2023

     We have written to MPs, peers and other interested parties

136. OPBAS supervisory update: Risk identification and verification [pdf]

     Corporate documents

     Published: 03/08/2023

     We asked PBSs for responses to a questionnaire focused on risk identification and verification. We wrote to Professional Body Supervisors (PBSs) with our views in June 2023.

137. Our Annual Report and Accounts 2022/23

     Annual reports

     Published: 20/07/2023

     Last modified: 08/12/2023

     Our Annual Report and Accounts sets out our progress and key achievements in the first year of our three-year strategy.

138. FCA operating service metrics 2022/23

     Data

     Published: 20/07/2023

     Last modified: 26/02/2024

     This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

139. Final Notice 2023: Bastion Capital London Limited [pdf]

     Final notices

     Published: 13/07/2023

     This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.

140. Memorandum of Understanding between the Serious Fraud Office and the FCA [pdf]

     Corporate documents

     Published: 22/06/2023

     The FCA and the Serious Fraud Office often need to work together in relation to new investigations, intelligence developments, investigations and prosecutions, on matters of common legal or policy interest.

141. Exploring Synthetic Data Validation – privacy, utility and fidelity

     Research articles FCA research

     Published: 12/06/2023

     Last modified: 03/06/2026

     This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute.

142. Information on closure of bank accounts due to financial crime - May 2023

     FOI releases

     Published: 25/05/2023

     Last modified: 01/01/2025

     FCA provides information on closure of bank accounts due to financial crime.