Publications

Showing 142 to 151 of 303 search results for financial crime.

142. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

143. OPBAS report: Progress and themes from our 2022/23 supervisory work [pdf]

     OPBAS

     Published: 28/04/2023

     The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) supervises the 22 Professional Body Supervisors (PBSs) in the accountancy and legal sectors.

144. Market Watch 73

     Newsletters

     Published: 26/04/2023

     Last modified: 26/04/2023

     In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

145. Business Plan 2023/24

     Business plans

     Published: 04/04/2023

     Last modified: 02/07/2024

     The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

146. OPBAS and HMT supervisory update July 2022 [pdf]

     Correspondence

     Published: 22/03/2023

     Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS)

147. OPBAS and HMT MLR 46A supervisory update March 2023 [pdf]

     Correspondence

     Published: 22/03/2023

     Joint OPBAS and HM Treasury supervisory update letter sent to Professional Body Supervisors (PBS) relating to Money Laundering Regulation 46A.

148. Information on sanctions breaches - March 2023

     FOI releases

     Published: 21/03/2023

     Last modified: 01/01/2025

     FCA provides information on sanctions breaches - March 2023.

149. OPBAS Multi-PBS project on TCSP risk [pdf]

     Multi-firm reviews

     Published: 16/03/2023

     Report from a multi-PBS project looking at how professional bodies assess TCSP risk.

150. Information on Proceeds of Crime Act - March 2023

     FOI releases

     Published: 09/03/2023

     Last modified: 01/01/2025

     FCA provides information on Proceeds of Crime Act - March 2023

151. Authorised Push Payment (APP) fraud TechSprint video transcript [pdf]

     Transcripts

     Published: 15/02/2023

     Transcript for video highlights of the Authorised Push Payment (APP) fraud TechSprint held in September 2022.

152. Information on financial crime investigations - January 2023

     FOI releases

     Published: 11/01/2023

     Last modified: 31/12/2024

     FCA provides information on financial crime investigations.