Publications

Showing 152 to 161 of 303 search results for financial crime.

152. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

153. Final Notice 2023: Al Rayan Bank PLC [pdf]

     Final notices

     Published: 11/01/2023

     This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty.

154. Finalised Guidance 23/1: OPBAS Sourcebook update summary [pdf]

     Finalised guidance

     Published: 10/01/2023

     The FCA sets out feedback guidance in this summary from consultation on the OPBAS source.

155. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

     Final notices

     Published: 10/01/2023

     This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

156. Final Notice 2022: Santander UK Plc [pdf]

     Final notices

     Published: 09/12/2022

     This Final Notice refers to breaches of PRIN 3 related to the risk of financial crime in the Retail Banking sector. We imposed a financial penalty.

157. Insights from the 2021 Cyber Coordination Groups

     Research insights FCA research

     Published: 08/12/2022

     Last modified: 03/06/2026

     An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.

158. Final Notice 2022: Mohammed Ataur Rahman Prodhan [pdf]

     Final notices

     Published: 18/11/2022

     This final notice refers to a breach of APER 6, and being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have imposed a public censure.

159. FS23/6: Artificial Intelligence and Machine Learning

     Feedback statements

     Published: 26/10/2022

     Last modified: 03/12/2025

     We asked for your input on the role supervisory authorities should have in supporting the safe and responsible adoption of AI in UK financial services..

160. Consumer Investments Strategy – 1 year update

     Corporate documents

     Published: 18/10/2022

     Last modified: 03/12/2025

     The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

161. Consumer investments data review April 2021 – March 2022

     Data

     Published: 18/10/2022

     Last modified: 13/01/2026

     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

162. Decision Notice 2022: Gatehouse Bank Ltd [pdf]

     Decision notices

     Published: 14/10/2022

     This Decision Notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Retail bank sector. A financial penalty has been imposed