Publications

Showing 172 to 181 of 303 search results for financial crime.

172. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

173. Data strategy update 2022

     Corporate documents

     Published: 23/06/2022

     Last modified: 27/01/2026

     The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus.

174. Final Notice 2022: JLT Specialty Limited [pdf]

     Final notices

     Published: 22/06/2022

     This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty.

175. Information on enforcement investigations into Senior Managers - May 2022

     FOI releases

     Published: 26/05/2022

     Last modified: 25/10/2022

     The FCA responds to multiple questions on enforcement investigations into Senior Managers.

176. Information on non-financial misconduct and financial misconduct allegations - May 2022

     FOI releases

     Published: 24/05/2022

     Last modified: 25/10/2022

     The FCA provides information on the types of allegations received by its whistleblowing team.

177. OPBAS view on the SRA’s consultation on financial penalties [pdf]

     OPBAS

     Published: 23/05/2022

     In November 2021, the SRA consulted on its approach to financial penalties. In March 2022, we wrote to the SRA with our view on this consultation.

178. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

     Policy statements

     Published: 19/05/2022

     We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms to carry on FCA-regulated activities

179. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

     Policy statements

     Published: 19/05/2022

     Last modified: 03/12/2025

     We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.

180. Market Watch 69

     Newsletters

     Published: 17/05/2022

     Last modified: 17/05/2022

     In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

181. Information on transaction reporting under MiFIR - May 2022

     FOI releases

     Published: 11/05/2022

     Last modified: 25/10/2022

     The FCA answers questions regarding transaction reporting under MiFIR.

182. Financial crime controls at challenger banks

     Multi-firm reviews

     Published: 22/04/2022

     Last modified: 03/12/2025

     Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK