Publications

Showing 182 to 191 of 303 search results for financial crime.

182. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

183. Business Plan 2022/23

     Business plans

     Published: 07/04/2022

     Last modified: 27/04/2022

     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

184. Consumer investments data review April - September 2021

     Data

     Published: 03/03/2022

     Last modified: 13/06/2023

     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

185. Final Notice 2022: Barclays Bank plc [pdf]

     Final notices

     Published: 28/02/2022

     This Final Notice (Barlclays Bank plc) refers to breaches of PRIN 2 related to financial crime in the corporate banking sector. We imposed a financial penalty.

186. FCA enforcement investigations 2021 and 2022 - February 2022

     FOI releases

     Published: 22/02/2022

     Last modified: 25/10/2022

     The FCA answers multiple questions regarding the FCA's enforcement investigations.

187. Information on Anti Money Laundering investigations in 2021 - February 2022

     FOI releases

     Published: 16/02/2022

     Last modified: 25/10/2022

     The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.

188. Warning Notice Statement 22/1 [pdf]

     Warning notices

     Published: 01/02/2022

     Warning Notice Statement 22/1.

189. Information on employment of section 166 powers - January 2022

     FOI releases

     Published: 04/01/2022

     Last modified: 25/10/2022

     The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.

190. Decision Notice 2021: HSBC Bank plc [pdf]

     Decision notices

     Published: 17/12/2021

     This Decision Notice (HSBC Bank plc) refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Retail bank sector. A financial penalty has been imposed.

191. Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021

     FOI releases

     Published: 30/11/2021

     Last modified: 25/10/2022

     FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA.

192. Final Notice 2021: Sunrise Brokers LLP [pdf]

     Final notices

     Published: 12/11/2021

     This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty