Publications

Showing 212 to 221 of 303 search results for financial crime.

212. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

213. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

     Policy statements

     Published: 06/10/2020

     Last modified: 11/07/2025

     This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

214. Enforcement data – Annual Report 2019/20

     FCA performance and operational data Firm and market data

     Published: 10/09/2020

     Last modified: 10/09/2020

     This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.

215. CP20/17: Extension of Annual Financial Crime Reporting Obligation [pdf]

     Consultation papers

     Published: 24/08/2020

     Last modified: 24/08/2020

     We are considering extending the scope of our annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk.

216. Legal Notice: Richard David Baldwin [pdf]

     Corporate documents

     Published: 13/08/2020

     Last modified: 13/08/2020

     Notice given that on 4 September 2020 Southwark Crown Court will hear the application of the Financial Conduct Authority for a criminal confiscation order against Richard David Baldwin under the Proceeds of Crime Act 2002.

217. Statistics provided on new enforcement Investigations - August 2020

     FOI releases

     Published: 13/08/2020

     Last modified: 25/10/2022

     The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation.

218. Information on enforcement investigations opened and closed by the FCA - August 2020

     FOI releases

     Published: 13/08/2020

     Last modified: 25/10/2022

     The FCA holds information on the number of new enforcement investigations opened and closed by the FCA

219. Final Notice 2020: Commerzbank AG [pdf]

     Final notices

     Published: 17/06/2020

     Final Notice: Commerzbank AG

220. Information on the number of cryptoasset businesses to apply for priority review - June 2020

     FOI releases

     Published: 09/06/2020

     Last modified: 25/10/2022

     FCA provides information on the number of cryptoasset businesses to apply for priority review up to 2 June 2020.

221. Comparison of banking providers’ fraud controls

     Data

     Published: 09/03/2020

     Last modified: 03/12/2025

     This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

222. CP20/4: Quarterly Consultation Paper No 27

     Consultation papers

     Published: 06/03/2020

     Last modified: 03/07/2020

     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.