Publications

Showing 242 to 251 of 303 search results for financial crime.

242. Financial Crime

     We’re working to disrupt criminals and support firms to be an effective line of defence against financial crime. Find out what firms need to do.

243. FG18/5: Guidance on financial crime systems and controls: insider dealing and market manipulation [pdf]

     Finalised guidance

     Published: 13/12/2018

244. Wholesale banks and asset management cyber multi-firm review findings

     Multi-firm reviews

     Published: 10/12/2018

     Last modified: 29/08/2025

     In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors.

245. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

     Decision notices

     Published: 04/12/2018

     This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

246. Authorised Push Payment Fraud TechSprint

     TechSprints

     Published: 19/11/2018

     Last modified: 02/12/2025

     Learn more about the joint TechSprint the FCA ran exploring Authorised Push Payment (APP) fraud.

247. Financial Crime: analysis of firms’ data

     Data

     Published: 13/11/2018

     Last modified: 05/10/2021

     The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.

248. Financial crime: analysis of firms' data [pdf]

     Data

     Published: 13/11/2018

249. Pawnbroking sector review

     Multi-firm reviews

     Published: 10/07/2018

     Last modified: 23/07/2026

     This report outlines the findings of our review into pawnbroking.

250. Dear CEO letter: Cryptoassets and financial crime [pdf]

     Dear CEO letters

     Published: 11/06/2018

     The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.

251. Final Notice 2018: Canara Bank [pdf]

     Final notices

     Published: 06/06/2018

     This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction.

252. Global AML and Financial Crime TechSprint 2018

     TechSprints

     Published: 31/05/2018

     Last modified: 18/12/2025

     In 2018, the FCA held a TechSprint on Global Anti-Money Laundering and Financial Crime.