Publications

Showing 121 to 130 of 469 search results for interventions.

121. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice

     Published: 06/09/2023

     Last modified: 20/03/2024

     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

122. Research Note: Interest-only mortgages: analysis of FCA mortgage data and consumer research

     FCA research

     Published: 15/08/2023

     Last modified: 03/06/2026

     This research sets out analysis of FCA data on the population of regulated interest-only mortgages that existed on 31 December 2022, and consumer research undertaken in 2022.

123. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

     Supervisory notices

     Published: 07/08/2023

     For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

124. Financial promotions quarterly data 2023 Q2

     Data

     Published: 04/08/2023

     Last modified: 03/11/2023

     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

125. FCA pay gap data 2023

     Data

     Published: 20/07/2023

     Last modified: 14/01/2026

     The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023.

126. FCA operating service metrics 2022/23

     Data

     Published: 20/07/2023

     Last modified: 26/02/2024

     This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

127. First Supervisory Notice 2023: Samsky Pay Limited [pdf]

     Supervisory notices

     Published: 19/07/2023

     For the reasons given in this First Supervisory Notice, the FCA has decided to vary the registration granted to Samsky Pay Limited.

128. Our Rule Review Framework

     Corporate documents

     Published: 12/07/2023

     Last modified: 26/03/2026

     The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

129. Investment pathways: Post-implementation review

     Multi-firm reviews

     Published: 11/07/2023

     Last modified: 11/07/2023

     Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

130. First Supervisory Notice 2023: Harvest Associates Ltd [pdf]

     Supervisory notices

     Published: 05/06/2023

     For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Harvest Associates Ltd with immediate effect.