Publications
Search results
Showing 181 to 190 of 470 search results for interventions.
-
SME collections and recoveries review
Findings from our multi-firm review assessing how retail banks treat their SME customers in collections and recoveries. -
First Supervisory Notice 2022: Alexander David Securities Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (c) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements. -
FS22/4: ESG integration in UK capital markets
We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps. -
Information on John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022
The FCA answers multiple questions regarding John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022. -
First Supervisory Notice 2022: Colbourne & Company [pdf]
FCA First Supervisory Notice 2022: Colbourne & Company. -
Data strategy update 2022
The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus. -
Information on financial promotions quarterly data - May 2022
The FCA provides additional data on the Financial promotions quaterly data 2022 Q1. -
Second Supervisory Notice 2022: AJH Financial Services Limited [pdf]
On 14 February 2022, the FCA announced it had stopped AJH Financial Services Limited from disposing of assets without FCA permission. -
Information on whistleblowing reports for 2019 to 2021 - May 2022
The FCA provides data on whistleblowing reports for 2019 to 2021. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.