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Showing 191 to 200 of 469 search results for interventions.
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First Supervisory Notice 2022: Craig Mitchell [pdf]
The Authority has decided to vary with immediate effect the Part 4A permission granted to Craig Mitchell by removing all his regulated activities. -
First Supervisory Notice 2022: Vector Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements. -
First Supervisory Notice 2022: Semantic Business Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to sections 55J(2)(a)(ii) of the Act, the Authority has decided to vary with immediate effect the Part 4A permission granted to Semantic by removing the following regulated -
Our Positive Impact 2022 [pdf]
This document sets out for the first time how the FCA provides public or societal value by providing quantified estimates of the positive impact of a subset of the FCA's activities – its policy interventions and its enforcement work. -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Infographic: Improving outcomes through our activities [pdf]
The FCA is becoming more accountable by creating a clear thread from the outcomes it seeks to achieve for consumers and market participants, to the tools and interventions it deploys as a result of the activities it undertakes. -
Information on the FCA response to the Swift Report - March 2022
The FCA provides information on its response to the Swift Report on the FCA supervisory intervention on IRHPs -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
FCA response to Letter of Claim sent on behalf of the APPG on Fair Business Banking - 22 February 2022 [pdf]
The FCA responds to a Letter of Claim sent on behalf of the APPG in connection with the Swift Review into the FSA and FCA's supervisory intervention on interest rate hedging products (IRHP). -
Second Supervisory Notice 2022: Freetrade Ltd [pdf]
The FCA has concluded that Freetrade have breached our rules in that all communications must be fair, clear and not misleading. The FCA has decided to impose the following Directions on Freetrade Ltd, including removal of all paid for sponsored