Publications

Showing 21 to 30 of 469 search results for interventions.

21. Managing potential risks from inactive appointed representatives

    Good and poor practice

    Published: 21/04/2026

    Last modified: 21/04/2026

    Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs).

22. Joint FCA and ICO statement on regulatory expectations regarding firms’ approaches to vulnerability related data

    Corporate documents

    Published: 27/03/2026

    Last modified: 20/07/2026

    This statement is to help firms understand and apply the FCA’s and ICO’s expectations for delivering good outcomes for retail consumers in vulnerable circumstances, in line with the Consumer Duty, and to maintain confidence in the lawful, fair

23. Second Supervisory Notice 2026: Equity for Growth (Securities) Limited [pdf]

    Supervisory notices

    Published: 26/03/2026

    For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the requirements set out at paragraph 1.2 below on the Firm and contained in the First Supervisory Notice dated 18 October 2024.

24. FCA perimeter report

    Corporate documents

    Published: 26/03/2026

    Last modified: 16/07/2026

    The FCA's perimeter sets out what it does and doesn't regulate. This update sets out the current issues it sees around the perimeter and actions needed in response.

25. Understanding how our regulation can help SMEs access finance

    Calls for input

    Published: 18/03/2026

    Last modified: 07/05/2026

    FCA wants views on how regulation can help SMEs to access finance.

26. Information on anti-money laundering (AML) reviews - March 2026

    FOI releases

    Published: 09/03/2026

    Last modified: 30/04/2026

    FCA provides information on anti-money laundering (AML) reviews

27. Information on 79th Group - February 2026

    FOI releases

    Published: 18/02/2026

    Last modified: 02/04/2026

    FCA provides information 79th Group

28. Enforcement Watch 1

    Newsletters

    Published: 28/01/2026

    Last modified: 28/01/2026

    Newsletter on insights and themes from the FCA's enforcement work, including publicity policy, priorities and international partnerships.

29. First Supervisory Notice 2025: BeAccount Ltd [pdf]

    Supervisory notices

    Published: 23/01/2026

    The FCA has imposed requirements on BeAccount Limited that restricts the firm to carry out regulated activities, and to return funds to customers.

30. Multi-firm review of customer outcomes delivered by smaller mutual life insurers

    Multi-firm reviews

    Published: 16/01/2026

    Last modified: 16/01/2026

    This multi-firm review looks at how smaller mutual life insurers meet Consumer Duty requirements and deliver good customer outcomes.