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Showing 211 to 220 of 469 search results for interventions.
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Report of the Independent Review into the FSA and FCA’s supervisory intervention on Interest Rate Hedging Products (IRHP) - FCA response [pdf]
Report of the Independent Review into the FSA and FCA’s supervisory intervention on Interest Rate Hedging Products (IRHP) - FCA response. -
Primary Market Bulletin 37
This edition of the FCA’s Primary Market Bulletin covers annual financial reporting, Primary Information Providers and sponsor conflicts of interest. -
First Supervisory Notice 2021: Renaissance Advisory Ltd [pdf]
For the reasons given in this First Supervisory Notice (Renaissance Advisory Ltd), the Authority has decided to vary Renaissance Advisory Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance
We have published our final rules and guidance for firms on the stronger nudge to Pension Wise guidance. -
First Supervisory Notice 2021: Grosvenor Associates Limited [pdf]
For the reasons given in this First Supervisory Notice (Grosvenor Associates Limited), the Authority has decided to vary Grosvenor Associates Ltd’s permissions with the effect that it no longer has permission to conduct any regulated activities. -
PS21/16: Issuing statutory notices – a new approach to decision makers
We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards. -
First Supervisory Notice 2021: Frensham Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice (Frensham Wealth Limited), and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Frensham Wealth Limited. The Authority has further decided to -
Primary Market Bulletin 36
This special edition of the FCA’s Primary Market Bulletin covers climate-related disclosures for listed companies. -
First Supervisory Notice 2021: Marvell Enterprises Limited [pdf]
This FSN (Marvell Enterprises Limited) concerns the FCA’s use of its power of intervention in respect the firm failing, or is likely to fail, to satisfy the Suitability Threshold Condition. -
Sustainability TechSprint
In October 2021, the FCA held TechSprint focused on technological solutions to overcome challenges faced by regulators in monitoring ESG data and disclosures.