Publications
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Showing 221 to 230 of 470 search results for interventions.
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Sustainability TechSprint
In October 2021, the FCA held TechSprint focused on technological solutions to overcome challenges faced by regulators in monitoring ESG data and disclosures. -
A strategy for positive change: our ESG priorities
The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy. -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021. -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
First Supervisory Notice 2021: Sentor Solutions Commercial Limited [pdf]
This FSN (Sentor Solutions Commercial Ltd) concerns the FCA’s use if its power of intervention in respect of a firm failing to pay due regard to the interests of its customers and treat them fairly. -
Second supervisory notice: Professional Construction Risks Limited [pdf]
Second supervisory notice: Professional Construction Risks Limited -
First supervisory notice: Professional Construction Risks Limited [pdf]
First supervisory notice: Professional Construction Risks Limited -
First Supervisory Notice: Dolfin Financial (UK) Limited [pdf]
First Supervisory Notice: Dolfin Financial (UK) Limited -
First Supervisory Notice 2021: Binance Markets Limited [pdf]
On 25 June 2021, the FCA imposed requirements on Binance Markets Limited. The firm complied with all aspects of the requirements. -
General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance