Publications

Showing 231 to 240 of 469 search results for interventions.

231. First Supervisory Notice 2021: BDSwiss Holding Plc [pdf]

     Supervisory notices

     Published: 05/08/2021

     The FCA has acted to stop Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors

232. First Supervisory Notice 2021: Cavendish Incorporated Limited [pdf]

     Supervisory notices

     Published: 02/08/2021

     First Supervisory Notice 2021: Cavendish Incorporated Limited.

233. Second Supervisory Notice: FXBFI Broker Financial Invest Limited [pdf]

     Supervisory notices

     Published: 26/07/2021

     Second Supervisory Notice for FXBFI Broker Financial Invest Ltd (FRN 802288).

234. Second Supervisory Notice 2019: VS1 Business Services (Europe) Ltd [pdf]

     Supervisory notices

     Published: 23/07/2021

     Second Supervisory Notice 2019: VS1 Business Services (Europe) Ltd

235. Business Plan 2021/22

     Business plans

     Published: 15/07/2021

     Last modified: 19/08/2021

     Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

236. Review of host Authorised Fund Management firms

     Multi-firm reviews

     Published: 30/06/2021

     Last modified: 05/08/2021

     We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

237. First Supervisory Notice 2021: Action On CIO [pdf]

     Supervisory notices

     Published: 25/06/2021

     For the reasons given in this First Supervisory Notice, and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Action On CIO

238. Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]

     Supervisory notices

     Published: 17/06/2021

     For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities.

239. First Supervisory Notice 2021: UAB Finolita Unio [pdf]

     Supervisory notices

     Published: 11/06/2021

     First Supervisory Notice 2021: UAB Finolita Unio.

240. First Supervisory Notice 2021: ICC Intercertus Capital Limited [pdf]

     Supervisory notices

     Published: 26/05/2021

     This FSN (ICC Intercertus Capital Limited) concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime.