Publications

Showing 271 to 280 of 469 search results for interventions.

271. First Supervisory Notice 2020: Triton Insurance Brokers Ltd [pdf]

     Supervisory notices

     Published: 20/03/2020

     We varied the firm’s permission and imposed requirements on the firm.

272. First Supervisory Notice 2020: Uncle Buck Finance LLP [pdf]

     Supervisory notices

     Published: 19/03/2020

     First Supervisory Notice 2020: Uncle Buck Finance LLP

273. Second Supervisory Notice 2020: Rix Motor Company Limited [pdf]

     Supervisory notices

     Published: 18/02/2020

     Second Supervisory Notice for Rix Motor Company Limited (2020)

274. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

     Supervisory notices

     Published: 18/02/2020

     This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We

275. Temporary intervention on the marketing of speculative mini-bonds to retail investors [pdf]

     Temporary product interventions

     Published: 26/11/2019

     Measures for 12 months from 1 January 2020 to address risks of consumer harm from the promotion of speculative mini-bonds to retail investors

276. Temporary intervention on the marketing of speculative mini-bonds to retail investors

     Temporary product interventions

     Published: 26/11/2019

     Last modified: 26/11/2019

     We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.

277. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

     Policy statements

     Published: 15/10/2019

     Last modified: 28/07/2020

     We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.

278. An evaluation of our general insurance renewal transparency intervention

     Published: 04/10/2019

     Last modified: 27/03/2020

     The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets.

279. Evaluation Paper 19/1: An evaluation of our general insurance renewal transparency intervention [pdf]

     Corporate documents

     Published: 04/10/2019

     The FCA evaluates the impact of its rules to increase transparency and engagement at renewal in general insurance markets.

280. Annex 3 to Evaluation Paper 19/1: Econometric analysis [pdf]

     Corporate documents

     Published: 04/10/2019

     Last modified: 27/03/2020

     This annex presents the econometric analysis the FCA has undertaken as part of its evaluation of the April 2017 insurance renewal transparency intervention.