Publications

Showing 291 to 300 of 469 search results for interventions.

291. FCA acts to address unclear and excessive motor finance costs

     Multi-firm reviews

     Published: 04/03/2019

     Last modified: 15/10/2019

     FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm

292. Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]

     Supervisory notices

     Published: 28/02/2019

     Last modified: 28/02/2019

     This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed

293. MiFID II costs and charges disclosures review findings

     Multi-firm reviews

     Published: 28/02/2019

     Last modified: 28/02/2019

     As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and

294. First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]

     Supervisory notices

     Published: 25/01/2019

     This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission.

295. First Supervisory Notice 2019: Organic Investment Management Limited [pdf]

     Supervisory notices

     Published: 16/01/2019

     This first supervisory notice (Organic Investment Management Limited) refers to a failure to satisfy the appropriate resources threshold condition (COND) and breaches of SYSC. We imposed requirements on the firm.

296. An evaluation of reducing barriers to entry into the UK banking sector

     Published: 20/12/2018

     Last modified: 20/12/2018

     In this paper, we evaluate the impact the 2013 review by the FSA and the Bank of England has had on reducing the barriers to entry for firms entering the UK banking sector, and the benefits it has generated for consumers.

297. Ex post Impact Evaluation Framework – Feedback Statement

     Feedback statements

     Published: 20/12/2018

     Last modified: 20/12/2018

     This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them.

298. CP18/37: Product intervention measures for retail binary options [pdf]

     Consultation papers

     Published: 07/12/2018

299. Key findings on our recent work on pension transfer advice

     Multi-firm reviews

     Published: 06/12/2018

     Last modified: 29/08/2025

     Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market.

300. Second Supervisory Notice 2018: P.F. (International) Limited [pdf]

     Supervisory notices

     Published: 27/11/2018

     Second Supervisory Notice 2018: P.F. (International) Limited