Publications
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Showing 31 to 40 of 469 search results for interventions.
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Complex exchange traded products – good practice and areas for improvement
Findings from the FCA multi-firm review into the distribution of complex exchange traded products. -
First Supervisory Notice 2025: Verus Financial Services Limited [pdf]
For the reasons given in this First Supervisory Notice, the FCA has decided to impose on Verus Financial Services Limited a variation of the firm’s Part 4A permission to perform regulated activities and the following requirements. -
Best execution in UK listed cash equities – wholesale banks
Read the FCA's findings on how wholesale banks deliver best execution in UK listed cash equities. -
Prudential regulatory reporting by MIFIDPRU investment firms – data quality review
Findings on the data quality of prudential regulatory reporting of investment firms. -
FCA Cost Benefit Analysis Panel: Vacancy for panel member from authorised firms [pdf]
Panel members constructively challenge and advise how the FCA and PSR produce cost benefit analyses for regulatory interventions. -
FCA Cost Benefit Analysis Panel: Vacancy for panel member from non-authorised firms [pdf]
Panel members constructively challenge and advise how the FCA and PSR produce cost benefit analyses for regulatory interventions. -
Primary Market Bulletin 59
This edition of the FCA’s Primary Market Bulletin covers issuer compliance with UK MAR, cryptoasset treasury strategies, short selling reforms, and disclosure updates. -
Information on applications under the regulatory gateway for approval of financial promotions - October 2025
The FCA provides information on applications under the regulatory gateway for approval of financial promotions -
General insurance value measures data 2024
The FCA's third full year of general insurance value measures data covers January to December 2024. -
Combating romance fraud – prevention, detection and supporting victims
The FCA sets out key findings from its review of how firms detect and prevent romance fraud, and the measures they take to protect their customers against it.