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Showing 361 to 370 of 470 search results for interventions.

  1. FCA First Supervisory Notice 2015: Andrew Baxter [pdf]

    Supervisory notices

    Published: 05/02/2015

    Last modified: 05/02/2015

    Andrew Baxter first Supervisory Notice

  2. FCA Second Supervisory Notice 2015: Andrew Baxter [pdf]

    Supervisory notices

    Published: 05/02/2015

    Last modified: 05/02/2015

    Second Supervisory Notice 2015: Andrew Baxter

  3. Occasional Paper No. 7: Stimulating Interest: Reminding savers to act when rates decrease

    Occasional papers FCA research

    Published: 20/01/2015

    Last modified: 03/06/2026

    Reminders make a notable difference to switching behaviour in savings accounts around the time of interest rate decreases.

  4. CP14/23: Restrictions on the retail distribution of regulatory capital instruments

    Consultation papers

    Published: 29/10/2014

    Last modified: 15/01/2015

    In August 2014 we announced the introduction of temporary product intervention rules restricting the retail distribution of CoCos. ... We intend to publish our rules in the summer 2015. We aim to have permanent rules in place by 1 October 2015 when the

  5. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions

    Published: 05/08/2014

    Last modified: 09/12/2016

    Temporary product interventions First published:. 05/08/2014. Last updated: 09/12/2016. Share page. ... This version of the temporary product intervention rule announcement, introducing restrictions in relation to the retail distribution of contingent

  6. Restrictions in relation to the retail distribution of contingent convertible instruments [pdf]

    Temporary product interventions

    Published: 05/08/2014

    Last modified: 05/08/2014

  7. FCA First Supervisory Notice 2014: AMI Professional Services Limited [pdf]

    Supervisory notices

    Published: 01/08/2014

    Last modified: 02/09/2014

    AMI Professional Services Limited

  8. FCA Second Supervisory Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

    Supervisory notices

    Published: 17/04/2014

    Last modified: 14/06/2014

    Mark Ian Warner trading as Advanced Financial Management

  9. FCA Second Supervisory Notice 2014: SK8 Financial Services Limited [pdf]

    Supervisory notices

    Published: 27/03/2014

    Last modified: 14/06/2014

    For the reasons given below, having taken into account the representations made by the firm and pursuant to section 55J of the Act, the Authority has decided not to rescind the variation of the permission granted to SK8 pursuant to Part 4A of the Act

  10. FCA First Supervisory Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

    Supervisory notices

    Published: 21/03/2014

    Last modified: 14/06/2014

    Mark Ian Warner trading as Advanced Financial Management
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