Publications

Showing 371 to 380 of 470 search results for interventions.

371. TR14/4 – Risks to customers from financial incentives – an update

     Thematic reviews

     Published: 04/03/2014

     Last modified: 29/08/2025

     This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

372. FCA First Supervisory Notice 2013: Hartmann Capital Limited [pdf]

     Supervisory notices

     Published: 24/12/2013

     Last modified: 14/06/2014

     Hartmann Capital Limited supervisory notice

373. FCA First Supervisory Notice 2013: SK8 Financial Services Limited [pdf]

     Supervisory notices

     Published: 10/12/2013

     Last modified: 14/06/2014

     For the reasons given below and pursuant to section 55J of the Act, the Authority has decided to vary the permission granted to SK8 Financial Services Limited (“SK8”) pursuant to Part 4A of the Act, by removing all regulated activities with

374. FCA First Supervisory Notice 2013: Catalyst Fund Management [pdf]

     Supervisory notices

     Published: 01/10/2013

     Last modified: 14/06/2014

     Catalyst Fund Management

375. FCA Second Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

     Supervisory notices

     Published: 19/09/2013

     Last modified: 14/06/2014

     Noel Norbert Walker trading as Walkers Financial Planning

376. FCA First Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

     Supervisory notices

     Published: 20/06/2013

     Last modified: 14/06/2014

     Noel Norbert Walker trading as Walkers Financial Planning first supervisory notice

377. FCA First Supervisory Notice 2013: Independent Asset Management U.K. Limited [pdf]

     Supervisory notices

     Published: 03/06/2013

     Last modified: 14/06/2014

     Independent Asset Management U.K. Limited

378. FSA First Supervisory Notice 2013: Ifaeye Limited [pdf]

     Supervisory notices

     Published: 24/05/2013

     Last modified: 14/06/2014

     Ifaeye Limited

379. FSA First Supervisory Notice 2012: ifaeye Limited [pdf]

     Supervisory notices

     Published: 24/05/2013

     Last modified: 14/06/2014

     Ifaeye Limited

380. FSA - PS13/3 Making temporary product intervention rules

     Policy statements

     Published: 25/03/2013

     Last modified: 07/02/2022

     In this paper, we outline the process that the FCA will use to make temporary product intervention rules (TPIRs).