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Showing 41 to 50 of 74 search results for market watch.
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Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]
This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
This edition of the FCA’s Primary Market Bulletin covers financial reporting, going concern assessments and shareholder engagement. -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Global AML and Financial Crime TechSprint 2019
In July 2019, the FCA held a week-long TechSprint to find better ways of increasing the detection and prevention rates of financial crime. -
Market Watch 62 [pdf]
In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients. -
Market Watch issue 61 [pdf]
This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October. -
Market Watch 60 [pdf]
In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also -
Our Annual Report and Accounts 2018/19
The Annual Report and Accounts 2018/19 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2018/19. -
Payment for order flow multi-firm review findings
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018. -
Market Watch 59 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.