Publications

Showing 102 to 111 of 291 search results for mifid.

102. MiFiD: Regulation of markets in financial instruments

     Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

103. CP20/24: A new UK prudential regime for MiFID investment firms [pdf]

     Consultation papers

     Published: 14/12/2020

     We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID

104. PS21/6: Implementation of Investment Firms Prudential Regime

     Policy statements

     Published: 14/12/2020

     Last modified: 29/06/2021

     We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

105. Transcript: The new prudential regime for investment firms [pdf]

     Transcripts Investment management

     Published: 01/12/2020

     Last modified: 01/12/2020

     Transcript: The new prudential regime for investment firms

106. Number of UK investment firms and categories information - October 2020

     FOI releases

     Published: 05/10/2020

     Last modified: 25/10/2022

     FCA provides information on the number of UK investment firms and by category.

107. Trade transparency and market liquidity data 2019/20

     Data

     Published: 10/09/2020

     Last modified: 11/06/2021

     In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

108. Potentially Anomalous Trading Ratio 2019/20

     Data

     Published: 10/09/2020

     Last modified: 08/01/2026

     The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets.

109. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

     Newsletters

     Published: 27/08/2020

     Last modified: 27/08/2020

     This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

110. Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020

     FOI releases

     Published: 10/08/2020

     Last modified: 25/10/2022

     We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II

111. DP20/2: A new UK prudential regime for MiFID investment firms [pdf]

     Discussion papers

     Published: 23/06/2020

     This discussion paper sets out the details of the EU’s new prudential regime for investment firms (IFD/IFR), and seeks feedback from stakeholders on the appropriate rules for the UK to apply in this area

112. DP20/2: Prudential requirements for MiFID investment firms

     Discussion papers

     Published: 23/06/2020

     Last modified: 17/12/2020

     This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking